Monday, June 17, 2013

So You Want to be a Mutual Fund Manager

By: Stephen H. Bier, Aisha Hunt, and Jonathan R. Massey, Dechert LLP*

 
So you are an investment adviser registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (“Advisers Act”). You currently manage separate accounts and, perhaps, one or more private funds, but you are interested in getting into the registered fund business. As an SEC registered adviser, you have already adopted compliance policies and procedures pursuant to Rule 206(4)-7 of the Advisers Act and you are certainly eligible to advise a registered investment company.1 So you’re good to go? . . . Not so fast.

To read the rest of this article visit the Alternative Strategy Mutual Funds Forum event website.


Aisha Hunt, Partner, Financial Services Group, Dechert LLP  is one of the Alternative Strategy Mutual Funds Forum esteemed speakers

6 comments:

rain bow said...

This article is mind blowing I read it and enjoyed. I always find this type of article to learn and gather knowledge.

fire restoration monterey

Podoloski advani said...

This article is mind blowing I read it and enjoyed. I always find this type of article to learn and gather knowledge.

Elektrownia sloneczna

Shannon Baker said...

This article is mind blowing. When I read this article, I enjoyed.

book marketing

jon lisa said...

This specific submit can be mind-blowing. While we undergo this informative article, My spouse and i liked.

Managed IT Services

Mitus Mita said...

This article is mind blowing. When I read this article, I enjoyed.

Managed IT Services

karthik sekar said...

I Like It Your Website Content Very Useful Bookmark your website at my browsers thank you keep it please daily update premium blogger templates free download

Post a Comment

 
Design by Free WordPress Themes | Bloggerized by Lasantha - Premium Blogger Themes